Client Associate - Wealth Brokerage Services
Company: Wells Fargo
Location: Fort Lauderdale
Posted on: August 6, 2022
Job Description:
Wells Fargo is seeking a Brokerage Client Assistant in Wealth
and Investment Management as part of Wells FargoAdvisors. Learn
more about our career areas and lines of business at .In this role
you will:
- Support Financial Advisory team and their clients by providing
account information or quotes, entering Financial Advisory approved
security tickets and various administrative tasks
- Identify ways to improve Brokerage Client Support processes and
offer Brokerage Client Support work group ideas
- Perform moderately complex administrative and operational tasks
within Brokerage Client Support functional area
- Handle telephone calls or respond to inquiries and requests for
researching of reports and account related issues
- Establish and maintain files to meet the firms regulatory
requirements
- Create, produce, and maintain reports, databases, and record
keeping for the purpose of growing client relationships
- Receive direction from supervisor and Financial Advisory
functional area and escalate non-routine questions
- Interact with Financial Advisory functional area on wider range
of inquiries or requests, as well as internal and external
customersRequired Qualifications:
- 2+ years of Brokerage and Client Services experience, or
equivalent demonstrated through one or a combination of the
following: work experience, training, military experience, or
educationDesired Qualifications:
- Brokerage industry experience
- Financial services industry experience
- Ability to prioritize work, meet deadlines, achieve goals, and
work under pressure in a dynamic and complex environment
- Experience interacting directly with customers
- Ability to provide administrative support, including responding
to prospect/customer inquiries and requests for information
- Ability to work effectively, as well as independently, in a
team environment
- Intermediate Microsoft Office (Word, Excel, Outlook, and
PowerPoint) skills
- Knowledge and understanding of brokerage or administrative
supportJob Expectations:We Value Diversity At Wells Fargo, we
believe in diversity, equity and inclusion in the workplace;
accordingly, we welcome applications for employment from all
qualified candidates, regardless of race, color, gender, national
origin, religion, age, sexual orientation, gender identity, gender
expression, genetic information, individuals with disabilities,
pregnancy, marital status, status as a protected veteran or any
other status protected by applicable law. Employees support our
focus on building strong customer relationships balanced with a
strong risk mitigating and compliance-driven culture which firmly
establishes those disciplines as critical to the success of our
customers and company. They are accountable for execution of all
applicable risk programs (Credit, Market, Financial Crimes,
Operational, Regulatory Compliance), which includes effectively
following and adhering to applicable Wells Fargo policies and
procedures, appropriately fulfilling risk and compliance
obligations, timely and effective escalation and remediation of
issues, and making sound risk decisions. There is emphasis on
proactive monitoring, governance, risk identification and
escalation, as well as making sound risk decisions commensurate
with the business unit's risk appetite and all risk and compliance
program requirements. Candidates applying to job openings posted in
US: All qualified applicants will receive consideration for
employment without regard to race, color, religion, sex, sexual
orientation, gender identity, national origin, disability, or
status as a protected veteran. Candidates applying to job openings
posted in Canada: Applications for employment are encouraged from
all qualified candidates, including women, persons with
disabilities, aboriginal peoples and visible minorities.
Accommodation for applicants with disabilities is available upon
request in connection with the recruitment process.
Keywords: Wells Fargo, Fort Lauderdale , Client Associate - Wealth Brokerage Services, Other , Fort Lauderdale, Florida
Didn't find what you're looking for? Search again!
Loading more jobs...